At Prestige Legal & Corporate Services, we are committed to providing our business clients with practically focused compliance advice and solutions that are responsive to their individual needs and the industries and systems of regulation in which they operate.
We have a demonstrated track record in assisting our clients in the development and implementation of effective and efficient compliance systems, policies and procedures across a diverse range of industries and sectors.
Our services in regulatory compliance include:
advice and representation regarding ASIC, ATO, ACCC and Department of Fair Trading examinations, investigations, enforcement action and prosecutions
review and preparation of corporate authorised representative (CAR) and authorised representative (AR) agreements
Australian Financial Services Licence (AFSL) applications and compliance
advice regarding ASX Listing Rule compliance and liaison with the ASX and ASIC
managed investment schemes
compliance framework development and enhancement